Form 4 for CDLX Cardlytics, Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001666071-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-01+ | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | M - OptEx | $0.00 | +3,755 | 18.8K | +25% | $0 |
| DM | 2023-04-04 | 2023-04-01+ | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | M - OptEx | $0.00 | -3,755 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-02 | M | A | 625 | $0.00 | 19,440 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 806 | $0.00 | 16,491 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 3 | Common | Common Stock | 2023-04-01 | M | A | 2,324 | $0.00 | 18,815 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 4 | Derivative | Performance Stock Unit | 2023-04-01 | M | D | 2,324 | $0.00 | 3,988 | D | — · — to — | 2,324 Common Stock | (F2) Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2023-04-01 | M | D | 806 | $0.00 | 807 | D | — · — to — | 806 Common Stock | (F2) Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2023-04-02 | M | D | 625 | $0.00 | 0 | D | — · — to — | 625 Common Stock | (F2) Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The shares under this award vest in full on April 2, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date. |