Form 4 for CDLX Cardlytics, Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-22 · accession 0001666071-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-03-22+ | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | +17.8K | 49.2K | +57% | $0 |
| DM | 2023-04-04 | 2023-03-22+ | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | -17.8K | 24.4K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-22 | M | A | 8,136 | $0.00 | 39,561 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 9,677 | $0.00 | 49,238 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 3 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 9,677 | $0.00 | 9,677 | D | — · — to — | 9,677 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F3) The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-03-22 | M | D | 8,136 | $0.00 | 24,411 | D | — · — to — | 8,136 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F3) The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |