Form 4 for CDLX Cardlytics, Inc.
Accepted 2023-06-26 00:00:00 ET · period of report 2023-06-22 · accession 0001666071-23-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-26 | 2023-06-23 | CDLX | Christiansen Andrew | CFO | S - Sale+OE | $5.68 | -649 | 54.0K | -1% | -$3,686 |
| D | 2023-06-26 | 2023-06-22 | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | +2,034 | 54.7K | +4% | $0 |
| D | 2023-06-26 | 2023-06-22 | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | -2,034 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-23 | S | D | 649 | $5.68 | 54,032 | D | — | — | (F2) Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units ("RSUs") that vested on June 22, 2023. |
| 2 | Common | Common Stock | 2023-06-22 | M | A | 2,034 | $0.00 | 54,681 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 3 | Derivative | Restricted Stock Units | 2023-06-22 | M | D | 2,034 | $0.00 | 0 | D | — · — to — | 2,034 Common Stock | (F3) Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F4) 25% of the RSUs shall vest on March 22, 2023 with the remainder vesting in twelve equal amounts quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date. |