Form 4 for CDLX Cardlytics, Inc.
Accepted 2023-07-20 00:00:00 ET · period of report 2023-07-18 · accession 0001666071-23-000097 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-20 | 2023-07-18 | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | +30.1K | 84.2K | +56% | $0 |
| D | 2023-07-20 | 2023-07-19 | CDLX | Christiansen Andrew | CFO | S - Sale+OE | $10.20 | -13.4K | 70.8K | -16% | -$136.7K |
| D | 2023-07-20 | 2023-07-18 | CDLX | Christiansen Andrew | CFO | M - OptEx | $0.00 | +30.1K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-18 | M | A | 30,147 | $0.00 | 84,179 | D | — | — | (F1) Represents the underlying vested shares of common stock of the Issuer which have not been delivered. |
| 2 | Common | Common Stock | 2023-07-19 | S | D | 13,404 | $10.20 | 70,775 | D | — | — | (F2) Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units ("RSUs") that vested on July 18, 2023 (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.92 to $10.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon receipt, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
| 3 | Derivative | Restricted Stock Units | 2023-07-18 | M | A | 30,147 | $0.00 | 0 | D | — · — to — | 30,147 Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F5) The RSUs shall vest in full on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. |