Form 4 for CDLX Cardlytics, Inc.
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-01 · accession 0001666071-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-06 | 2025-01-01 | CDLX | Gupta Amit | CEO, Dir | M - OptEx | — | +14.3K | 192.9K | +8% | — |
| D | 2025-01-06 | 2025-01-03 | CDLX | Gupta Amit | CEO, Dir | S - Sale+OE | $3.67 | -5,964 | 186.9K | -3% | -$21.9K |
| D | 2025-01-06 | 2025-01-01 | CDLX | Gupta Amit | CEO, Dir | M - OptEx | $0.00 | -14.3K | 71.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-01 | M | A | 14,349 | — | 192,868 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. |
| 2 | Common | Common Stock | 2025-01-03 | S | D | 5,964 | $3.67 | 186,904 | D | — | — | (F2) Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 1, 2025. The Reporting Person did not sell shares for any other purpose. (F3) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.555 to $3.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). |
| 3 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 14,349 | $0.00 | 71,748 | D | — · — to — | 14,349 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. (F4) The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date. |