Form 4 for CDLX Cardlytics, Inc.
Accepted 2025-01-30 00:00:00 ET · period of report 2025-01-29 · accession 0001666071-25-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-30 | 2025-01-30 | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | S - Sale+OE | $3.19 | -3,377 | 94.7K | -3% | -$10.8K |
| D | 2025-01-30 | 2025-01-29 | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | M - OptEx | — | +6,312 | 98.1K | +7% | — |
| D | 2025-01-30 | 2025-01-29 | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | A - Grant | $0.00 | +6,312 | 6,312 | New | $0 |
| D | 2025-01-30 | 2025-01-29 | CDLX | Lynton Nicholas Hollmeyer | Chief Legal, Privacy Off | M - OptEx | $0.00 | -6,312 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-30 | S | D | 3,377 | $3.19 | 94,706 | D | — | — | (F2) Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for PSUs that were granted and vested on January 29, 2025. The Reporting Person did not sell shares for any other purpose. (F3) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). |
| 2 | Common | Common Stock | 2025-01-29 | M | A | 6,312 | — | 98,083 | D | — | — | (F1) Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. |
| 3 | Derivative | Performance Stock Unit | 2025-01-29 | A | A | 6,312 | $0.00 | 6,312 | D | — · — to — | 6,312 Common Stock | (F1) Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F4) On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award. |
| 4 | Derivative | Performance Stock Unit | 2025-01-29 | M | D | 6,312 | $0.00 | 0 | D | — · — to — | 6,312 Common Stock | (F1) Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F4) On January 29, 2025 the Compensation Committee of the Issuer's Board of Directors certified that a certain achievement of a milestone related to the installation of the Company's Ad Server at the Company's FI Partners was met, resulting in the immediate vesting of this award. |