Form 4 for CDLX Cardlytics, Inc.
Accepted 2025-02-18 00:00:00 ET · period of report 2025-02-14 · accession 0001666071-25-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-18 | 2025-02-18 | CDLX | DeSieno Alexis | CFO | S - Sale+OE | $3.40 | -24.8K | 140.9K | -15% | -$84.2K |
| D | 2025-02-18 | 2025-02-14 | CDLX | DeSieno Alexis | CFO | M - OptEx | — | +43.8K | 165.7K | +36% | — |
| D | 2025-02-18 | 2025-02-14 | CDLX | DeSieno Alexis | CFO | M - OptEx | $0.00 | -43.8K | 87.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-18 | S | D | 24,778 | $3.40 | 140,948 | D | — | — | (F2) Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on February 14, 2025. The Reporting Person did not sell shares for any other purpose. (F3) The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). |
| 2 | Common | Common Stock | 2025-02-14 | M | A | 43,750 | — | 165,726 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. |
| 3 | Derivative | Restricted Stock Units | 2025-02-14 | M | D | 43,750 | $0.00 | 87,500 | D | — · — to — | 43,750 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. (F4) The RSU award was originally for 350,000 shares. 50% of the RSUs vested on August 14, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. |