Form 4 for DD DuPont
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001666700-21-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-26 | 2021-08-24 | DD | Lee Rose | Pres, Water, Protection | S - Sale+OE | $74.37 | -26.4K | 43.4K | -38% | -$1.97M |
| DM | 2021-08-26 | 2021-08-24 | DD | Lee Rose | Pres, Water, Protection | M - OptEx | $59.87 | +26.4K | 56.6K | +88% | +$1.58M |
| DM | 2021-08-26 | 2021-08-24 | DD | Lee Rose | Pres, Water, Protection | M - OptEx | $0.00 | -26.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-24 | S | D | 13,197 | $74.37 | 43,355.79 | D | — | — | (F2) Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-08-24 | M | A | 13,197 | $53.50 | 56,552.79 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-24 | S | D | 13,251 | $74.37 | 43,355.79 | D | — | — | (F2) Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-08-24 | M | A | 13,251 | $66.21 | 56,606.79 | D | — | — | (F1) Includes acquisition of shares pursuant to dividend reinvestment. |
| 5 | Derivative | Employee Stock Option (Right to buy) | 2021-08-24 | M | D | 13,197 | $0.00 | 26,396 | D | $53.50 · 2021-02-19 to 2030-02-18 | 13,197 Common Stock | (F3) Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes. |
| 6 | Derivative | Employee Stock Option (Right to buy) | 2021-08-24 | M | D | 13,251 | $0.00 | 0 | D | $66.21 · 2017-02-03 to 2026-02-02 | 13,251 Common Stock | (F3) Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes. |