Form 4 for ADNT Adient plc
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001670541-21-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | ADNT | Huang Jian James | EVP, APAC | D - Sale to Iss | $45.16 | -5,845 | 0 | -100% | -$264.0K |
| D | 2021-07-02 | 2021-07-01 | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | +5,845 | 5,845 | New | $0 |
| D | 2021-07-02 | 2021-07-01 | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | -5,845 | 0 | -100% | $0 |
| D | 2021-07-02 | 2021-07-01 | ADNT | Huang Jian James | EVP, APAC | A - Grant | $0.00 | +4,529 | 4,529 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-07-01 | D | D | 5,845 | $45.16 | 0 | D | — | — | (F1) The restricted stock units, which were each the economic equivalent of one ordinary share of Adient plc, vested on July 1, 2021, and were settled for cash. |
| 2 | Common | Ordinary Shares | 2021-07-01 | M | A | 5,845 | $0.00 | 5,845 | D | — | — | (F1) The restricted stock units, which were each the economic equivalent of one ordinary share of Adient plc, vested on July 1, 2021, and were settled for cash. |
| 3 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 5,845 | $0.00 | 0 | D | — · 2021-01-01 to — | 5,845 Ordinary Shares | (F2) The restricted stock units were granted July 1, 2020. One half of the restricted stock units vested on the date that was six months from the grant date, the remaining half vested on the date that was one year from the grant date. Restricted stock units are settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2021-07-01 | A | A | 4,529 | $0.00 | 4,529 | D | $0.00 · 2022-07-01 to — | 4,529 Ordinary Shares | (F3) Reflects a grant of restricted stock units that will vest upon the one year anniversary of the grant date (subject to continued vesting upon retirement or an involuntary termination without cause, or accelerated vesting upon death or disability). Restricted stock units are settled in cash. |