Form 4 for ADNT Adient plc
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001670541-21-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-22 | 2021-11-18 | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | +7,512 | 2,453 | New | $0 |
| DM | 2021-11-22 | 2021-11-18 | ADNT | Huang Jian James | EVP, APAC | D - Sale to Iss | $46.79 | -7,512 | 0 | -100% | -$351.5K |
| DM | 2021-11-22 | 2021-11-18 | ADNT | Huang Jian James | EVP, APAC | A - Grant | $0.00 | +10.4K | 2,453 | New | $0 |
| DM | 2021-11-22 | 2021-11-18 | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | -7,512 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-11-18 | M | A | 5,059 | $0.00 | 5,059 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-11-18 | D | D | 5,059 | $46.79 | 0 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-11-18 | D | D | 2,453 | $46.79 | 0 | D | — | — | |
| 4 | Common | Ordinary Shares | 2021-11-18 | M | A | 2,453 | $0.00 | 2,453 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 7,950 | $0.00 | 7,950 | D | — · 2022-11-18 to — | 7,950 Ordinary Shares | (F1) Subject to certain acceleration and forfeiture provisions, the restricted stock units vest in three equal annual installments beginning on the date listed in the "Date Exercisable" column above. Restricted stock units are settled in cash. |
| 6 | Derivative | Performance Share Units | 2021-11-18 | A | A | 2,453 | $0.00 | 2,453 | D | — · — to — | 2,453 Ordinary Shares | (F3) The performance share units, which were each the economic equivalent of one ordinary share of Adient plc, vested on November 18, 2021, and were settled for cash. |
| 7 | Derivative | Restricted Stock Units | 2021-11-18 | M | D | 5,059 | $0.00 | 0 | D | — · — to — | 5,059 Ordinary Shares | (F1) Subject to certain acceleration and forfeiture provisions, the restricted stock units vest in three equal annual installments beginning on the date listed in the "Date Exercisable" column above. Restricted stock units are settled in cash. (F2) The restricted stock units vested on November 18, 2021. |
| 8 | Derivative | Performance Share Units | 2021-11-18 | M | D | 2,453 | $0.00 | 0 | D | — · — to — | 2,453 Ordinary Shares | (F3) The performance share units, which were each the economic equivalent of one ordinary share of Adient plc, vested on November 18, 2021, and were settled for cash. |