Form 4 for ADNT Adient plc
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001670541-23-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-20 | 2023-11-16+ | ADNT | Huang Jian James | EVP, APAC | D - Sale to Iss | $32.82 | -51.2K | 0 | -100% | -$1.68M |
| DM | 2023-11-20 | 2023-11-16+ | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | +51.2K | 40.1K | New | $0 |
| DM | 2023-11-20 | 2023-11-16+ | ADNT | Huang Jian James | EVP, APAC | M - OptEx | $0.00 | -51.2K | 0 | -100% | $0 |
| D | 2023-11-20 | 2023-11-16 | ADNT | Huang Jian James | EVP, APAC | A - Grant | $0.00 | +19.5K | 19.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-11-18 | D | D | 2,928 | $32.80 | 0 | D | — | — | (F3) Reflects vesting of restricted share units, which were settled in cash, on November 18, 2023. |
| 2 | Common | Ordinary Shares | 2023-11-19 | M | A | 4,543 | $0.00 | 4,543 | D | — | — | (F4) Reflects vesting of restricted share units, which were settled in cash, on November 19, 2023. |
| 3 | Common | Ordinary Shares | 2023-11-19 | D | D | 4,543 | $32.80 | 0 | D | — | — | (F4) Reflects vesting of restricted share units, which were settled in cash, on November 19, 2023. |
| 4 | Common | Ordinary Shares | 2023-11-18 | M | A | 2,928 | $0.00 | 2,928 | D | — | — | (F3) Reflects vesting of restricted share units, which were settled in cash, on November 18, 2023. |
| 5 | Common | Ordinary Shares | 2023-11-17 | D | D | 3,599 | $32.80 | 0 | D | — | — | (F2) Reflects vesting of restricted share units, which were settled in cash, on November 17, 2023. |
| 6 | Common | Ordinary Shares | 2023-11-17 | M | A | 3,599 | $0.00 | 3,599 | D | — | — | (F2) Reflects vesting of restricted share units, which were settled in cash, on November 17, 2023. |
| 7 | Common | Ordinary Shares | 2023-11-16 | D | D | 40,086 | $32.83 | 0 | D | — | — | (F1) Represents performance share units earned for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on November 16, 2023. Mr. Huang's performance share units vested and were settled for cash on November 16, 2023. |
| 8 | Common | Ordinary Shares | 2023-11-16 | M | A | 40,086 | $0.00 | 40,086 | D | — | — | (F1) Represents performance share units earned for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on November 16, 2023. Mr. Huang's performance share units vested and were settled for cash on November 16, 2023. |
| 9 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 3,599 | $0.00 | 0 | D | $0.00 · — to — | 3,599 Ordinary Shares | (F2) Reflects vesting of restricted share units, which were settled in cash, on November 17, 2023. |
| 10 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 2,928 | $0.00 | 0 | D | $0.00 · — to — | 2,928 Ordinary Shares | (F3) Reflects vesting of restricted share units, which were settled in cash, on November 18, 2023. |
| 11 | Derivative | Restricted Stock Units | 2023-11-19 | M | D | 4,543 | $0.00 | 0 | D | $0.00 · — to — | 4,543 Ordinary Shares | (F4) Reflects vesting of restricted share units, which were settled in cash, on November 19, 2023. |
| 12 | Derivative | Restricted Stock Units | 2023-11-16 | A | A | 19,494 | $0.00 | 19,494 | D | $0.00 · — to — | 19,494 Ordinary Shares | (F5) Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Mr. Huang's restricted stock units are settled in cash. |
| 13 | Derivative | Performance Share Units | 2023-11-16 | M | D | 40,086 | $0.00 | 0 | D | $0.00 · — to — | 40,086 Ordinary Shares | (F1) Represents performance share units earned for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on November 16, 2023. Mr. Huang's performance share units vested and were settled for cash on November 16, 2023. |