Form 4 for ABSI Absci Corp
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-13 · accession 0001672688-24-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-14 | 2024-06-13 | ABSI | Jonasson Zachariah | CFO, CBO | S - Sale+OE | $4.98 | -19.9K | 384.8K | -5% | -$98.9K |
| D | 2024-06-14 | 2024-06-13 | ABSI | Jonasson Zachariah | CFO, CBO | M - OptEx | $3.39 | +28.7K | 404.6K | +8% | +$97.3K |
| D | 2024-06-14 | 2024-06-13 | ABSI | Jonasson Zachariah | CFO, CBO | M - OptEx | $0.00 | -28.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-13 | S | D | 19,859 | $4.98 | 384,751 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.93 to $5.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2024-06-13 | M | A | 28,700 | $3.39 | 404,610 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2024-06-13 | M | D | 28,700 | $0.00 | 0 | D | $3.39 · — to 2032-06-07 | 28,700 Common Stock | (F2) The stock option was exercised on June 13, 2024, as it would have terminated on June 30, 2024 (six months after the Reporting Person's resignation from the Issuer's board of directors effective on December 31, 2023) per the Non-Qualified Stock Option Agreement for Non-Employee Directors under the Absci Corporation 2021 Stock Option and Incentive Plan and the Issuer's Amended and Restated Non-Employee Director Compensation Policy. (F3) The stock option was fully vested. |