Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2026-02-11 00:00:00 ET · period of report 2026-02-09 · accession 0001673358-26-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-11 | 2026-02-09 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | +2,197 | 29.7K | +8% | $0 |
| D | 2026-02-11 | 2026-02-09 | YUMC | Lu Xueling | Ctrl, PAO | F - Tax | $57.50 | -990 | 28.5K | -3% | -$56.9K |
| DM | 2026-02-11 | 2026-02-09 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | -2,197 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-09 | M | A | 933 | $0.00 | 29,467 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-02-09 | M | A | 1,264 | $0.00 | 29,741 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Common | Common Stock | 2026-02-09 | F | D | 990 | $57.50 | 28,477 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2026-02-09 | M | D | 1,264 | $0.00 | 0 | D | — · — to — | 1,264 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023. (F3) This grant does not have an expiration date. |
| 5 | Derivative | Restricted Stock Unit | 2026-02-09 | M | D | 933 | $0.00 | 0 | D | — · — to — | 933 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 1/3 per year beginning one year from 2/9/2023. (F3) This grant does not have an expiration date. |