Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2026-09-21 21:56:39 ET · period of report 2026-09-17 · accession 0001673358-26-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-21 21:56 | 2026-09-17 | YUMC | DING Jerry | CHRO | F - Tax | $41.35 | -5 | 4,305 | -0.1% | -$206.75 |
| D | 2026-09-21 21:56 | 2026-09-17 | YUMC | DING Jerry | CHRO | M - OptEx | $0.00 | +9 | 4,310 | +0.2% | $0 |
| DM | 2026-09-21 21:56 | 2026-09-17 | YUMC | DING Jerry | CHRO | A - Grant | $0.00 | +87 | 7,037 | +1% | $0 |
| D | 2026-09-21 21:56 | 2026-09-17 | YUMC | DING Jerry | CHRO | M - OptEx | $0.00 | -9 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-17 | F | D | 5 | $41.35 | 4,305 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-17 | M | A | 9 | $0.00 | 4,310 | D | — | — | (F1) These shares represent a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person that vested on September 1, 2026. Accordingly, these dividend equivalency units were vested upon issuance. (F2) Conversion occurs on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2026-09-17 | A | A | 2 | $0.00 | 403 | D | — · — to — | 2 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. (F4) This grant does not have an expiration date. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-17 | A | A | 11 | $0.00 | 1,585 | D | — · — to — | 11 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F5) These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. (F4) This grant does not have an expiration date. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-17 | A | A | 25 | $0.00 | 3,625 | D | — · — to — | 25 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F5) These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. (F4) This grant does not have an expiration date. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-17 | A | A | 49 | $0.00 | 7,037 | D | — · — to — | 49 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F5) These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. (F4) This grant does not have an expiration date. |
| 7 | Derivative | Restricted Stock Unit | 2026-09-17 | M | D | 9 | $0.00 | 0 | D | — · — to — | 9 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F5) These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. (F4) This grant does not have an expiration date. |