Form 4 for ASIX AdvanSix Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001673985-22-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28 | ASIX | Kintiroglou Achilles B. | SVP, GC | A - Grant | $0.00 | +4,328 | 22.7K | +24% | $0 |
| D | 2022-03-02 | 2022-02-28 | ASIX | Kintiroglou Achilles B. | SVP, GC | F - Tax | $39.15 | -819 | 21.9K | -4% | -$32.1K |
| D | 2022-03-02 | 2022-02-28 | ASIX | Kintiroglou Achilles B. | SVP, GC | A - Grant | $0.00 | +9,814 | 9,814 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2022-02-28 | A | A | 3,512 | $0.00 | 25,382 | D | — | — | (F3) Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on February 28, 2025. (F4) Includes 2 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11. |
| 2 | Common | Common Stock, par value $0.01 | 2022-02-28 | F | D | 819 | $39.15 | 21,868 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligations related to (i) vesting of the PSUs and (ii) restricted stock units that vested on February 28, 2022. |
| 3 | Common | Common Stock, par value $0.01 | 2022-02-28 | A | A | 816 | $0.00 | 22,687 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2022-02-28 | A | A | 9,814 | $0.00 | 9,814 | D | $39.15 · — to 2032-02-28 | 9,814 Common Stock, par value $0.01 | (F5) Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. |