Form 4 for ASIX AdvanSix Inc.
Accepted 2024-10-07 00:00:00 ET · period of report 2024-10-04 · accession 0001673985-24-000142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-07 | 2024-10-04 | ASIX | Gramm Christopher | Ctrl | S - Sale+OE | $32.00 | -270 | 43.5K | -0.6% | -$8,640 |
| D | 2024-10-07 | 2024-10-04 | ASIX | Gramm Christopher | Ctrl | M - OptEx | $14.29 | +270 | 43.7K | +0.6% | +$3,858 |
| D | 2024-10-07 | 2024-10-04 | ASIX | Gramm Christopher | Ctrl | M - OptEx | $0.00 | -270 | 4,891 | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2024-10-04 | S | D | 270 | $32.00 | 43,463 | D | — | — | (F1) The exercise of options and sale of the underlying shares reported here were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024. (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock, par value $0.01 | 2024-10-04 | M | A | 270 | $14.29 | 43,733 | D | — | — | (F1) The exercise of options and sale of the underlying shares reported here were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024. |
| 3 | Derivative | Stock Option (right to buy) | 2024-10-04 | M | D | 270 | $0.00 | 4,891 | D | $14.29 · 2023-02-26 to 2030-02-26 | 270 Common Stock, par value $0.01 | (F1) The exercise of options and sale of the underlying shares reported here were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024. (F3) This option vested in one-third increments on February 26, 2021, February 26, 2022 and February 26, 2023. |