Form 4 for JELD JELD-WEN Holding, Inc.
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-06 · accession 0001674335-21-000092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-10 | 2021-08-06+ | JELD | Farmakis Peter | EVP, Pres, Australasia | M - OptEx | $9.93 | +92.8K | 256.7K | +57% | +$921.3K |
| DM | 2021-08-10 | 2021-08-06+ | JELD | Farmakis Peter | EVP, Pres, Australasia | S - Sale+OE | $27.97 | -122.9K | 158.9K | -44% | -$3.44M |
| DM | 2021-08-10 | 2021-08-06+ | JELD | Farmakis Peter | EVP, Pres, Australasia | M - OptEx | $0.00 | -92.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-06 | M | A | 52,240 | $6.74 | 216,126 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-06 | M | A | 10,560 | $9.97 | 226,686 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-06 | M | A | 13,060 | $10.76 | 239,746 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-06 | M | A | 3,520 | $14.07 | 243,266 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-09 | M | A | 3,520 | $18.79 | 246,786 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-09 | S | D | 25,050 | $27.86 | 133,836 | D | — | — | (F1) Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021. (F6) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.75 to $27.98 per share, inclusive. The reporting person undertakes toprovide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2021-08-06 | S | D | 62,800 | $28.00 | 193,897 | D | — | — | (F1) Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021. (F2) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.87 to $28.30 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2021-08-06 | S | D | 5,000 | $28.13 | 188,897 | D | — | — | (F1) Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021. (F3) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.18 to $28.19 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2021-08-06 | S | D | 16,580 | $28.09 | 172,317 | D | — | — | (F1) Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021. (F4) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.13 to $28.08 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2021-08-09 | S | D | 13,431 | $27.84 | 158,886 | D | — | — | (F1) Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021. (F5) The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.75 to $27.97 per share, inclusive. The reporting person undertakes toprovide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote. |
| 11 | Common | Common Stock | 2021-08-09 | M | A | 9,911 | $20.96 | 256,697 | D | — | — | |
| 12 | Derivative | Common Stock Option (Right to Buy) | 2021-08-06 | M | D | 3,520 | $0.00 | 0 | D | $14.07 · — to 2024-05-02 | 3,520 Common Stock | (F9) This option is fully vested as of May 2, 2016. |
| 13 | Derivative | Common Stock Option (Right to Buy) | 2021-08-09 | M | D | 9,911 | $0.00 | 0 | D | $20.96 · — to 2029-02-25 | 9,911 Common Stock | (F10) This option is vested with respect to 15,006 underlying shares and will vest with respect to the remaining 7,503 underlying shares on February 25, 2022. |
| 14 | Derivative | Common Stock Option (Right to Buy) | 2021-08-09 | M | D | 3,520 | $0.00 | 0 | D | $18.79 · — to 2024-05-02 | 3,520 Common Stock | (F8) This option is fully vested as of May 2, 2015. |
| 15 | Derivative | Common Stock Option (Right to Buy) | 2021-08-06 | M | D | 52,240 | $0.00 | 0 | D | $6.74 · — to 2024-05-02 | 52,240 Common Stock | (F7) This option is fully vested as of May 2, 2019. |
| 16 | Derivative | Common Stock Option (Right to Buy) | 2021-08-06 | M | D | 10,560 | $0.00 | 0 | D | $9.97 · — to 2024-05-02 | 10,560 Common Stock | (F7) This option is fully vested as of May 2, 2019. |
| 17 | Derivative | Common Stock Option (Right to Buy) | 2021-08-06 | M | D | 13,060 | $0.00 | 0 | D | $10.76 · — to 2024-05-02 | 13,060 Common Stock | (F8) This option is fully vested as of May 2, 2015. |