Form 4 for VVV VALVOLINE INC
Accepted 2022-10-18 00:00:00 ET · period of report 2022-10-17 · accession 0001674910-22-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-18 | 2022-10-17 | VVV | MITCHELL SAMUEL J | CEO, Dir | M - OptEx | $13.08 | +61.9K | 397.8K | +18% | +$809.3K |
| D | 2022-10-18 | 2022-10-17 | VVV | MITCHELL SAMUEL J | CEO, Dir | F - Tax | $26.46 | -40.8K | 357.1K | -10% | -$1.08M |
| D | 2022-10-18 | 2022-10-17 | VVV | MITCHELL SAMUEL J | CEO, Dir | M - OptEx | $0.00 | -61.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-17 | M | A | 61,874 | $13.08 | 397,829 | D | — | — | (F1) Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 31, 2022. |
| 2 | Common | Common Stock | 2022-10-17 | F | D | 40,770 | $26.46 | 357,059 | D | — | — | (F2) Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. |
| 3 | Derivative | FY 2013 Stock Appreciation Right | 2022-10-17 | M | D | 61,874 | $0.00 | 0 | D | $13.08 · — to 2022-12-14 | 61,874 Common Stock | (F1) Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 31, 2022. (F4) Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |