Form 4 for VVV VALVOLINE INC
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001674910-22-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-15 | 2022-11-11+ | VVV | Caldwell Jonathan L. | CHRO | F - Tax | $32.14 | -574 | 8,044 | -7% | -$18.4K |
| DM | 2022-11-15 | 2022-11-11+ | VVV | Caldwell Jonathan L. | CHRO | M - OptEx | — | +1,786 | 8,237 | +28% | — |
| DM | 2022-11-15 | 2022-11-11+ | VVV | Caldwell Jonathan L. | CHRO | M - OptEx | $0.00 | -1,786 | 635 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | F | D | 177 | $32.13 | 7,636 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-11 | M | A | 551 | — | 7,813 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-11-11 | F | D | 204 | $32.13 | 7,262 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-11 | M | A | 634 | — | 7,466 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2022-11-14 | M | A | 601 | — | 8,237 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2022-11-14 | F | D | 193 | $32.16 | 8,044 | D | — | — | |
| 7 | Derivative | FY 2020 Restricted Stock Units | 2022-11-14 | M | D | 601 | $0.00 | 0 | D | — · — to — | 601 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| 8 | Derivative | FY 2022 Restricted Stock Units | 2022-11-11 | M | D | 551 | $0.00 | 1,104 | D | — · — to — | 551 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| 9 | Derivative | FY 2021 Restricted Stock Units | 2022-11-11 | M | D | 634 | $0.00 | 635 | D | — · — to — | 634 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F2) The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |