Form 4 for VVV VALVOLINE INC
Accepted 2023-11-14 00:00:00 ET · period of report 2023-03-31 · accession 0001674910-23-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-03-31+ | VVV | Sturgeon Dione | CAO | F - Tax | $32.97 | -527 | 1,922 | -22% | -$17.4K |
| DM | 2023-11-14 | 2023-03-31+ | VVV | Sturgeon Dione | CAO | M - OptEx | — | +1,617 | 2,771 | +140% | — |
| DM | 2023-11-14 | 2023-03-31+ | VVV | Sturgeon Dione | CAO | M - OptEx | $0.00 | -1,617 | 554 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-10 | F | D | 269 | $32.50 | 2,502 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-10 | M | A | 492 | — | 2,994 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-11-10 | F | D | 156 | $32.50 | 2,838 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-31 | F | D | 102 | $34.94 | 1,922 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-31 | M | A | 276 | — | 2,024 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-11-10 | M | A | 849 | — | 2,771 | D | — | — | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. |
| 7 | Derivative | FY 2022 Restricted Stock Units | 2023-11-10 | M | D | 492 | $0.00 | 494 | D | — · — to — | 492 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F4) The restricted stock units granted on November 11, 2021 vest in three equal annual installments beginning on the first anniversary of the grant date. |
| 8 | Derivative | FY 2021 Restricted Stock Units | 2023-11-10 | M | D | 849 | $0.00 | 0 | D | — · — to — | 849 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F3) The restricted stock units granted on November 12, 2020 vest in three equal annual installments beginning on the first anniversary of the grant date. |
| 9 | Derivative | Restricted Stock Units | 2023-03-31 | M | D | 276 | $0.00 | 554 | D | — · — to — | 276 Common Stock | (F1) Restricted stock units convert into Valvoline common stock on a one-for-one basis. (F2) The restricted stock units granted on April 1, 2022 vest in three equal installments beginning on the first anniversary of the grant date. |