Form 4 for FVCB FVCBankcorp, Inc.
Accepted 2023-02-15 00:00:00 ET · period of report 2023-02-13 · accession 0001675644-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-15 | 2023-02-13 | FVCB | FERRICK PATRICIA A | Pres, Dir | F - Tax | $13.79 | -5,635 | 146.6K | -4% | -$77.7K |
| DM | 2023-02-15 | 2023-02-13 | FVCB | FERRICK PATRICIA A | Pres, Dir | M - OptEx | $5.73 | +26.7K | 152.3K | +21% | +$152.9K |
| DM | 2023-02-15 | 2023-02-13 | FVCB | FERRICK PATRICIA A | Pres, Dir | M - OptEx | $5.73 | -26.7K | 11.0K | -71% | -$152.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-13 | F | D | 5,635 | $13.79 | 146,645 | D | — | — | (F2) Reflects 5,635 shares withheld by Issuer at the market price of $13.79 per share less an exercise price of $5.7344 per share to fund cashless exercise of 5,350 options owned by the Reporting Person pursuant to the Issuer's Amended and Restate 2008 Option Plan (the "Plan") and the related Stock Option Award Agreement ("Award Agreement"). |
| 2 | Common | Common Stock | 2023-02-13 | M | A | 15,694 | $5.73 | 141,295 | D | — | — | (F1) On January 31, 2023, the Issuer effected a five-for-four stock split in the form of a dividend (the "Stock Split") of all of its issued and outstanding shares of common stock ("Common Stock"), which resulted in the Reporting Person's ownership of issued and outstanding Common Stock being increased from 100,481 shares of Common Stock to 125,601 shares of Common Stock prior to the disclosed transaction. |
| 3 | Common | Common Stock | 2023-02-13 | M | A | 10,985 | $5.73 | 152,280 | D | — | — | (F2) Reflects 5,635 shares withheld by Issuer at the market price of $13.79 per share less an exercise price of $5.7344 per share to fund cashless exercise of 5,350 options owned by the Reporting Person pursuant to the Issuer's Amended and Restate 2008 Option Plan (the "Plan") and the related Stock Option Award Agreement ("Award Agreement"). |
| 4 | Derivative | Stock Options | 2023-02-13 | M | D | 10,985 | $5.73 | 0 | D | $5.73 · 2016-03-01 to 2023-03-01 | 10,985 Common Stock | |
| 5 | Derivative | Stock Options | 2023-02-13 | M | D | 15,694 | $5.73 | 10,985 | D | $5.73 · 2016-03-01 to 2023-03-01 | 15,694 Common Stock |