Form 4/A for FVCB FVCBankcorp, Inc.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-14 · accession 0001675644-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-02-24 | 2023-02-14 | FVCB | SCHWARTZ LAWRENCE W | Dir | S - Sale+OE | $13.55 | -13.5K | 16.2K | -45% | -$182.9K |
| DA | 2023-02-24 | 2023-02-14 | FVCB | SCHWARTZ LAWRENCE W | Dir | M - OptEx | $5.73 | +20.1K | 29.7K | +208% | +$115.0K |
| DA | 2023-02-24 | 2023-02-14 | FVCB | SCHWARTZ LAWRENCE W | Dir | M - OptEx | $5.73 | -20.1K | 0 | -100% | -$115.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | S | D | 13,500 | $13.55 | 16,188 | D | — | — | (F1) On February 16, 2023, the Reporting Person filed a Form 4 (the "Original Filing") that inadvertently reported a sale on February 14, 2023 of 13,500 shares of common stock beneficially owned indirectly through in his IRA. In fact, as reported in this amendment, the Reporting Person exercised an option on February 14, 2023 to purchase 20,062 shares of common stock to be held directly, and sold 13,500 of such shares on the same date. |
| 2 | Common | Common Stock | 2023-02-14 | M | A | 20,062 | $5.73 | 29,688 | D | — | — | (F1) On February 16, 2023, the Reporting Person filed a Form 4 (the "Original Filing") that inadvertently reported a sale on February 14, 2023 of 13,500 shares of common stock beneficially owned indirectly through in his IRA. In fact, as reported in this amendment, the Reporting Person exercised an option on February 14, 2023 to purchase 20,062 shares of common stock to be held directly, and sold 13,500 of such shares on the same date. (F2) On January 31, 2023, the Issuer effected a five-for-four stock split in the form of a dividend of common stock (the "Stock Split"), which resulted in the Reporting Person's direct beneficial ownership of issued and outstanding common stock being increased from 7,701 shares of common stock to 9,626 shares of common stock prior to the disclosed transaction. This amendment correctly reports the number of shares of common stock beneficially owned directly, which was incorrectly reported in the Original Filing. |
| 3 | Derivative | Stock Options | 2023-02-14 | M | D | 20,062 | $5.73 | 0 | D | $5.73 · 2013-03-01 to 2023-03-01 | 20,062 Common Stock |