Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2026-01-05 00:00:00 ET · period of report 2026-01-01 · accession 0001677053-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-01-05 | 2026-01-01 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | +8,024 | 54.7K | +17% | $0 |
| DM | 2026-01-05 | 2026-01-01 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -12.2K | 3,237 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-01 | M | A | 2,074 | $0.00 | 61,328 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 2 | Common | Common Stock | 2026-01-01 | M | A | 2,398 | $0.00 | 59,254 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2026-01-01 | M | A | 2,123 | $0.00 | 56,856 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 4 | Common | Common Stock | 2026-01-01 | M | A | 1,429 | $0.00 | 54,733 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 5 | Derivative | Restricted Stock Unit Grant | 2026-01-01 | M | D | 3,163 | $0.00 | 9,487 | D | — · — to 2029-01-01 | 12,650 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F6) Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| 6 | Derivative | Restrited Stock Unit Grant | 2026-01-01 | M | D | 3,657 | $0.00 | 7,315 | D | — · — to 2028-01-01 | 10,972 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| 7 | Derivative | Restricted Stock Unit Grant | 2026-01-01 | M | D | 2,180 | $0.00 | 0 | D | — · — to 2026-01-01 | 2,180 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F8) Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026 |
| 8 | Derivative | Restricted Stock Unit Grant | 2026-01-01 | M | D | 3,238 | $0.00 | 3,237 | D | — · — to 2027-01-01 | 6,475 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F17) Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |