Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2026-05-13 16:25:22 ET · period of report 2026-05-11 · accession 0001677053-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-05-13 16:25 | 2026-05-11 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $17.66 | +10.0K | 71.9K | +16% | +$177.1K |
| DMI | 2026-05-13 16:25 | 2026-05-11 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | S - Sale+OE | $34.69 | -6,763 | 68.7K | -9% | -$234.6K |
| DM | 2026-05-13 16:25 | 2026-05-11 | LQDT | Shaffer Mark A | VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -26.2K | 7,490 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-11 | M | A | 874 | $14.00 | 69,540 | I By The Mark A. Shaffer Revocable Trust | — | — | (F12) The reporting person exercised 2,128 stock options; 1,254 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 874 shares were acquired by the reporting person. |
| 2 | Common | Common Stock | 2026-05-11 | S | D | 874 | $34.62 | 68,666 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2026-05-11 | M | A | 3,307 | $17.31 | 71,973 | I By The Mark A. Shaffer Revocable Trust | — | — | (F14) The reporting person exercised 9,460 stock options; 6,153 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,307 shares were acquired by the reporting person. |
| 4 | Common | Common Stock | 2026-05-11 | S | D | 3,307 | $34.62 | 68,666 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 5 | Common | Common Stock | 2026-05-11 | M | A | 852 | $21.62 | 69,518 | I By The Mark A. Shaffer Revocable Trust | — | — | (F15) The reporting person exercised 3,158 stock options; 2,306 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 852 shares were acquired by the reporting person. |
| 6 | Common | Common Stock | 2026-05-11 | S | D | 852 | $34.62 | 68,666 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 7 | Common | Common Stock | 2026-05-11 | M | A | 866 | $21.62 | 69,532 | I By The Mark A. Shaffer Revocable Trust | — | — | (F16) The reporting person exercised 3,210 stock options; 2,344 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 866 shares were acquired by the reporting person. |
| 8 | Common | Common Stock | 2026-05-11 | S | D | 866 | $34.62 | 68,666 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 9 | Common | Common Stock | 2026-05-11 | M | A | 864 | $17.31 | 69,530 | I By The Mark A. Shaffer Revocable Trust | — | — | (F17) The reporting person exercised 2,463 stock options; 1,599 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 864 shares were acquired by the reporting person. |
| 10 | Common | Common Stock | 2026-05-11 | S | D | 864 | $35.15 | 68,666 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 11 | Common | Common Stock | 2026-05-11 | M | A | 322 | $22.20 | 68,988 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 12 | Common | Common Stock | 2026-05-11 | M | A | 1,301 | $14.00 | 70,289 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 13 | Common | Common Stock | 2026-05-11 | M | A | 1,232 | $17.31 | 71,521 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 14 | Common | Common Stock | 2026-05-11 | M | A | 409 | $21.62 | 71,930 | I By The Mark A. Shaffer Revocable Trust | — | — | |
| 15 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 322 | $0.00 | 0 | D | $22.20 · — to 2031-12-07 | 322 Common Stock | (F1) These options became fully vested on January 1, 2026. |
| 16 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 1,301 | $0.00 | 1,734 | D | $14.00 · — to 2032-12-23 | 3,035 Common Stock | (F4) 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 17 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 6,189 | $0.00 | 2,433 | D | $17.31 · — to 2033-12-22 | 8,622 Common Stock | (F5) 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 18 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 3,567 | $0.00 | 7,133 | D | $21.62 · — to 2034-10-30 | 10,700 Common Stock | (F7) 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| 19 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 2,128 | $0.00 | 2,034 | D | $14.00 · — to 2032-12-23 | 4,162 Common Stock | (F3) These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| 20 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 9,460 | $0.00 | 2,365 | D | $17.31 · — to 2033-12-22 | 11,825 Common Stock | (F3) These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| 21 | Derivative | Stock Option Grant | 2026-05-11 | M | D | 3,210 | $0.00 | 7,490 | D | $21.62 · — to 2034-10-30 | 10,700 Common Stock | (F3) These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |