Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2026-08-25 16:26:59 ET · period of report 2026-08-21 · accession 0001677053-26-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-08-25 16:26 | 2026-08-21 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | +1,438 | 29.8K | +5% | $0 |
| DM | 2026-08-25 16:26 | 2026-08-21 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | -2,728 | 5,060 | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-21 | M | A | 771 | $0.00 | 29,169 | I By The Mark A. Shaffer Revocable Trust | — | — | (F12) Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares. |
| 2 | Common | Common Stock | 2026-08-21 | M | A | 667 | $0.00 | 29,836 | I By The Mark A. Shaffer Revocable Trust | — | — | (F13) Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares. |
| 3 | Derivative | Restricted Stock Unit Grant | 2026-08-21 | M | D | 1,463 | $0.00 | 1,463 | D | — · — to 2027-01-01 | 2,926 Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F8) These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| 4 | Derivative | Restricted Stock Unit Grant | 2026-08-21 | M | D | 1,265 | $0.00 | 5,060 | D | — · — to 2029-01-01 | 6,325 Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F8) These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |