Form 4 for ERII Energy Recovery, Inc.
Accepted 2026-02-03 00:00:00 ET · period of report 2026-01-28 · accession 0001677876-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-02-03 | 2026-01-30 | ERII | Yeung William | CLO | F - Tax | $14.34 | -9,625 | 89.1K | -10% | -$138.0K |
| M | 2026-02-03 | 2026-01-28+ | ERII | Yeung William | CLO | S - Sale | $14.54 | -8,000 | 90.1K | -8% | -$116.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | F | D | 8,622 | $14.30 | 80,473 | D | — | — | (F2) Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| 2 | Common | Common Stock | 2026-02-02 | S | D | 729 | $14.46 | 79,744 | D | — | — | (F1) These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| 3 | Common | Common Stock | 2026-01-30 | F | D | 1,003 | $14.65 | 89,095 | D | — | — | (F2) Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| 4 | Common | Common Stock | 2026-01-28 | S | D | 7,271 | $14.55 | 90,098 | D | — | — | (F1) These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |