Form 4/A for COIN Coinbase
Accepted 2021-07-16 00:00:00 ET · period of report 2021-04-14 · accession 0001679788-21-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2021-07-16 | 2021-04-14 | COIN | Chatterjee Surojit | Chief Product Off | M - OptEx | $18.71 | +160.0K | 165.3K | +2,994% | +$2.99M |
| DA | 2021-07-16 | 2021-04-14 | COIN | Chatterjee Surojit | Chief Product Off | G - Gift | $0.00 | -165.3K | 0 | -100% | $0 |
| DMAI | 2021-07-16 | 2021-04-14 | COIN | Chatterjee Surojit | Chief Product Off | S - Sale+OE | $386.78 | -160.0K | 30.3K | -84% | -$61.88M |
| DAI | 2021-07-16 | 2021-04-14 | COIN | Chatterjee Surojit | Chief Product Off | G - Gift | $0.00 | +165.3K | 165.3K | New | $0 |
| DA | 2021-07-16 | 2021-04-14 | COIN | Chatterjee Surojit | Chief Product Off | M - OptEx | $18.71 | -160.0K | 1.84M | -8% | -$2.99M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-04-14 | M | A | 160,000 | $18.71 | 165,344 | D By The Chatterjee Family Revocable Trust | — | — | (F1) These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2021-04-14 | G | D | 165,344 | $0.00 | 0 | D By The Chatterjee Family Revocable Trust | — | — | (F1) These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any. |
| 3 | Common | Class A Common | 2021-04-14 | S | D | 25,000 | $418.00 | 5,344 | I | — | — | |
| 4 | Common | Class A Common | 2021-04-14 | S | D | 135,000 | $381.00 | 30,344 | I | — | — | |
| 5 | Common | Class A Common | 2021-04-14 | G | A | 165,344 | $0.00 | 165,344 | I By The Chatterjee Family Revocable Trust | — | — | (F1) These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-04-14 | M | D | 160,000 | $18.71 | 1,836,692 | D | $18.71 · — to 2030-02-04 | 160,000 Class A Common Stock | (F2) The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |