Form 4 for COIN Coinbase
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-25 · accession 0001679788-21-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-27 | 2021-10-25 | COIN | Jones Jennifer N. | CAO | M - OptEx | $6.97 | +11.2K | 30.2K | +59% | +$78.0K |
| D | 2021-10-27 | 2021-10-25 | COIN | Jones Jennifer N. | CAO | S - Sale+OE | $324.07 | -11.2K | 19.0K | -37% | -$3.63M |
| D | 2021-10-27 | 2021-10-25 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | -11.2K | 74.4K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-25 | M | A | 11,191 | $6.97 | 30,200 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-25 | S | D | 11,191 | $324.07 | 19,009 | D | — | — | (F2) Represents the weighted average sale price. The lowest price at which shares were sold was $324 and the highest price at which shares were sold was $324.43. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-10-25 | M | D | 11,191 | $0.00 | 74,375 | D | $6.97 · — to 2028-08-02 | 11,191 Class A Common Stock | (F3) The options vest in equal increments on the 30th day of each month until the options are fully vested on July 30, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |