Form 4 for COIN Coinbase
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001679788-21-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | COIN | Grewal Paul | CLO | M - OptEx | $28.71 | +10.9K | 14.8K | +280% | +$312.9K |
| D | 2021-11-10 | 2021-11-08 | COIN | Grewal Paul | CLO | S - Sale+OE | $350.00 | -10.9K | 3,892 | -74% | -$3.81M |
| D | 2021-11-10 | 2021-11-08 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | -10.9K | 185.3K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | M | A | 10,900 | $28.71 | 14,792 | D | — | — | (F2) Includes 84 shares acquired on October 29, 2021, pursuant to the Issuer's 2021 Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2021-11-08 | S | D | 10,900 | $350.00 | 3,892 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-08 | M | D | 10,900 | $0.00 | 185,304 | D | $28.71 · — to 2030-11-22 | 10,900 Class A Common Stock | (F3) The option will vest with respect to 1/4th of the total shares underlying the option on August 31, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |