Form 4 for COIN Coinbase
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001679788-21-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | COIN | Chatterjee Surojit | Chief Product Off | S - Sale+OE | $355.29 | -20.0K | 84 | -100% | -$7.11M |
| D | 2021-11-10 | 2021-11-08 | COIN | Chatterjee Surojit | Chief Product Off | M - OptEx | $18.71 | +20.0K | 20.1K | +23,810% | +$374.2K |
| D | 2021-11-10 | 2021-11-08 | COIN | Chatterjee Surojit | Chief Product Off | M - OptEx | $0.00 | -20.0K | 1.72M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | S | D | 20,000 | $355.29 | 84 | D | — | — | (F2) Represents the weighted average sale price. The lowest price at which shares were sold was $355 and the highest price at which shares were sold was $355.895. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-11-08 | M | A | 20,000 | $18.71 | 20,084 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-11-08 | M | D | 20,000 | $0.00 | 1,716,692 | D | $18.71 · — to 2030-02-04 | 20,000 Class A Common Stock | (F4) The total number of shares subject to the option is 2,002,036, of which 5,344 options have been exercised. The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. |