Form 4 for COIN Coinbase
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-20 · accession 0001679788-21-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-22 | COIN | Grewal Paul | CLO | S - Sale+OE | $321.54 | -4,363 | 32.4K | -12% | -$1.40M |
| D | 2021-11-23 | 2021-11-20 | COIN | Grewal Paul | CLO | F - Tax | $332.55 | -28.6K | 33.0K | -46% | -$9.51M |
| D | 2021-11-23 | 2021-11-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | +57.7K | 61.6K | +1,482% | $0 |
| D | 2021-11-23 | 2021-11-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | -57.7K | 173.1K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-22 | S | D | 248 | $321.16 | 30,037 | D | — | — | (F10) Represents the weighted average sale price. The lowest price at which shares were sold was $320.96 and the highest price at which shares were sold was $321.39. |
| 2 | Common | Class A Common Stock | 2021-11-22 | S | D | 100 | $322.40 | 29,937 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-22 | S | D | 100 | $326.40 | 29,837 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-22 | S | D | 500 | $328.47 | 29,337 | D | — | — | (F11) Represents the weighted average sale price. The lowest price at which shares were sold was $328.10 and the highest price at which shares were sold was $328.90. |
| 5 | Common | Class A Common Stock | 2021-11-22 | S | D | 206 | $330.39 | 29,131 | D | — | — | (F12) Represents the weighted average sale price. The lowest price at which shares were sold was $329.83 and the highest price at which shares were sold was $330.59. |
| 6 | Common | Class A Common Stock | 2021-11-22 | S | D | 100 | $331.56 | 29,031 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-11-22 | S | D | 314 | $333.40 | 28,717 | D | — | — | (F13) Represents the weighted average sale price. The lowest price at which shares were sold was $333.15 and the highest price at which shares were sold was $333.71. |
| 8 | Common | Class A Common Stock | 2021-11-22 | S | D | 500 | $320.09 | 30,285 | D | — | — | (F9) Represents the weighted average sale price. The lowest price at which shares were sold was $319.67 and the highest price at which shares were sold was $320.45. |
| 9 | Common | Class A Common Stock | 2021-11-22 | S | D | 629 | $318.43 | 30,785 | D | — | — | (F8) Represents the weighted average sale price. The lowest price at which shares were sold was $318 and the highest price at which shares were sold was $318.78. |
| 10 | Common | Class A Common Stock | 2021-11-22 | S | D | 500 | $317.07 | 31,414 | D | — | — | (F7) Represents the weighted average sale price. The lowest price at which shares were sold was $316.70 and the highest price at which shares were sold was $317.31. |
| 11 | Common | Class A Common Stock | 2021-11-22 | S | D | 440 | $316.17 | 31,914 | D | — | — | (F6) Represents the weighted average sale price. The lowest price at which shares were sold was $315.60 and the highest price at which shares were sold was $316.49. |
| 12 | Common | Class A Common Stock | 2021-11-22 | S | D | 100 | $335.14 | 28,617 | D | — | — | |
| 13 | Common | Class A Common Stock | 2021-11-22 | S | D | 264 | $313.50 | 32,716 | D | — | — | (F4) Represents the weighted average sale price. The lowest price at which shares were sold was $313.36 and the highest price at which shares were sold was $313.62. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) to (13) to this Form 4. |
| 14 | Common | Class A Common Stock | 2021-11-20 | F | D | 28,605 | $332.55 | 32,980 | D | — | — | |
| 15 | Common | Class A Common Stock | 2021-11-20 | M | A | 57,693 | $0.00 | 61,585 | D | — | — | |
| 16 | Common | Class A Common Stock | 2021-11-22 | S | D | 362 | $314.80 | 32,354 | D | — | — | (F5) Represents the weighted average sale price. The lowest price at which shares were sold was $314.43 and the highest price at which shares were sold was $315.25. |
| 17 | Derivative | Restricted Stock Units | 2021-11-20 | M | D | 57,693 | $0.00 | 173,079 | D | $0.00 · — to — | 57,693 Class A Common Stock | (F14) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F15) The restricted stock units ("RSUs") vest with respect to 1/4th of the total shares underlying the award on November 20, 2021, and the remaining 3/4th of the shares underlying the award vest in equal quarterly installments thereafter until the award is fully vested on November 20, 2024, subject to the continued service of the Reporting Person to the Issuer on each vesting date. (F16) RSUs do not expire; they either vest or are canceled prior to vesting date. |