Form 4 for COIN Coinbase
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-20 · accession 0001679788-21-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-23 | 2021-11-22 | COIN | Jones Jennifer N. | CAO | S - Sale+OE | $333.52 | -1,028 | 19.5K | -5% | -$342.9K |
| DM | 2021-11-23 | 2021-11-20 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | +3,087 | 20.3K | +18% | $0 |
| D | 2021-11-23 | 2021-11-20 | COIN | Jones Jennifer N. | CAO | F - Tax | $332.55 | -1,533 | 20.6K | -7% | -$509.8K |
| DM | 2021-11-23 | 2021-11-20 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | -3,087 | 3,134 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-22 | S | D | 1,028 | $333.52 | 19,535 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-20 | M | A | 1,045 | $0.00 | 22,096 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-20 | M | A | 783 | $0.00 | 21,051 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-20 | M | A | 1,259 | $0.00 | 20,268 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-20 | F | D | 1,533 | $332.55 | 20,563 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2021-11-20 | M | D | 1,259 | $0.00 | 5,036 | D | $0.00 · — to — | 1,259 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest with respect to 25% of the total award on May 20, 2021, and an additional 12.5% of the award vests each quarter thereafter until the award is fully vested on November 20, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2021-11-20 | M | D | 1,045 | $0.00 | 0 | D | $0.00 · — to — | 1,045 Class A Common | (F4) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest with respect to 50% of the total award on August 20, 2021, and an additional 50% of the award vests on November 20, 2021, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Restricted Stock Units | 2021-11-20 | M | D | 783 | $0.00 | 3,134 | D | $0.00 · — to — | 783 Class A Common | (F4) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest with respect to 25% of the total award on May 20, 2021, and an additional 12.5% of the award vests each quarter thereafter until the award is fully vested on November 20, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |