Form 4 for COIN Coinbase
Accepted 2021-12-02 00:00:00 ET · period of report 2021-12-01 · accession 0001679788-21-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-02 | 2021-11-30 | COIN | Ehrsam Frederick Ernest III | Dir | G - Gift | $0.00 | -15.6K | 1.24M | -1% | $0 |
| DMI | 2021-12-02 | 2021-12-01 | COIN | Ehrsam Frederick Ernest III | Dir | S - Sale | $313.11 | -64.7K | 1.22M | -5% | -$20.26M |
| DMI | 2021-12-02 | 2021-11-18 | COIN | Ehrsam Frederick Ernest III | Dir | G - Gift | $0.00 | +2.15M | 5.87M | +58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-30 | G | D | 15,560 | $0.00 | 1,239,495 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,429 | $308.80 | 1,220,997 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F16) Represents the weighted average sale price. The lowest price at which shares were sold was $308.395 and the highest price at which shares were sold was $309.31. |
| 3 | Common | Class A Common Stock | 2021-12-01 | S | D | 1,676 | $311.03 | 1,219,134 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F18) Represents the weighted average sale price. The lowest price at which shares were sold was $310.53 and the highest price at which shares were sold was $311.52. |
| 4 | Common | Class A Common Stock | 2021-12-01 | S | D | 3,605 | $311.98 | 1,215,529 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F19) Represents the weighted average sale price. The lowest price at which shares were sold was $311.53 and the highest price at which shares were sold was $312.52. |
| 5 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,719 | $312.90 | 1,212,810 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F20) Represents the weighted average sale price. The lowest price at which shares were sold was $312.53 and the highest price at which shares were sold was $313.48. |
| 6 | Common | Class A Common Stock | 2021-12-01 | S | D | 1,660 | $314.00 | 1,211,150 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F21) Represents the weighted average sale price. The lowest price at which shares were sold was $313.53 and the highest price at which shares were sold was $314.31. |
| 7 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,144 | $314.82 | 1,209,006 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F22) Represents the weighted average sale price. The lowest price at which shares were sold was $314.32 and the highest price at which shares were sold was $315.20. |
| 8 | Common | Class A Common Stock | 2021-12-01 | S | D | 9,522 | $315.87 | 1,199,484 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F23) Represents the weighted average sale price. The lowest price at which shares were sold was $315.32 and the highest price at which shares were sold was $316.30. |
| 9 | Common | Class A Common Stock | 2021-12-01 | S | D | 5,577 | $316.77 | 1,193,907 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F24) Represents the weighted average sale price. The lowest price at which shares were sold was $316.33 and the highest price at which shares were sold was $317.29. |
| 10 | Common | Class A Common Stock | 2021-12-01 | S | D | 5,649 | $317.84 | 1,188,258 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F25) Represents the weighted average sale price. The lowest price at which shares were sold was $317.34 and the highest price at which shares were sold was $318.33. |
| 11 | Common | Class A Common Stock | 2021-12-01 | S | D | 5,745 | $318.90 | 1,182,513 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F26) Represents the weighted average sale price. The lowest price at which shares were sold was $318.35 and the highest price at which shares were sold was $319.34. |
| 12 | Common | Class A Common Stock | 2021-12-01 | S | D | 3,923 | $319.76 | 1,178,590 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F27) Represents the weighted average sale price. The lowest price at which shares were sold was $319.35 and the highest price at which shares were sold was $320.33. |
| 13 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,157 | $320.75 | 1,176,433 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F28) Represents the weighted average sale price. The lowest price at which shares were sold was $320.355 and the highest price at which shares were sold was $321.31. |
| 14 | Common | Class A Common Stock | 2021-12-01 | S | D | 1,355 | $321.86 | 1,175,078 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F29) Represents the weighted average sale price. The lowest price at which shares were sold was $321.37 and the highest price at which shares were sold was $322.325. |
| 15 | Common | Class A Common Stock | 2021-12-01 | S | D | 295 | $322.69 | 1,174,783 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F30) Represents the weighted average sale price. The lowest price at which shares were sold was $322.49 and the highest price at which shares were sold was $322.81. |
| 16 | Common | Class A Common Stock | 2021-12-01 | S | D | 187 | $309.75 | 1,220,810 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F17) Represents the weighted average sale price. The lowest price at which shares were sold was $309.47 and the highest price at which shares were sold was $310.45. |
| 17 | Common | Class A Common Stock | 2021-12-01 | S | D | 863 | $294.37 | 1,238,632 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F3) Represents the weighted average sale price. The lowest price at which shares were sold was $293.94 and the highest price at which shares were sold was $294.715. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3) to (30) to this Form 4. |
| 18 | Common | Class A Common Stock | 2021-12-01 | S | D | 837 | $295.54 | 1,237,795 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F4) Represents the weighted average sale price. The lowest price at which shares were sold was $295.20 and the highest price at which shares were sold was $296.13. |
| 19 | Common | Class A Common Stock | 2021-12-01 | S | D | 312 | $296.64 | 1,237,483 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F5) Represents the weighted average sale price. The lowest price at which shares were sold was $296.235 and the highest price at which shares were sold was $297.23. |
| 20 | Common | Class A Common Stock | 2021-12-01 | S | D | 484 | $297.59 | 1,236,999 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F6) Represents the weighted average sale price. The lowest price at which shares were sold was $297.25 and the highest price at which shares were sold was $297.94. |
| 21 | Common | Class A Common Stock | 2021-12-01 | S | D | 701 | $298.59 | 1,236,298 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F7) Represents the weighted average sale price. The lowest price at which shares were sold was $298.26 and the highest price at which shares were sold was $299.03. |
| 22 | Common | Class A Common Stock | 2021-12-01 | S | D | 600 | $299.67 | 1,235,698 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F8) Represents the weighted average sale price. The lowest price at which shares were sold was $299.39 and the highest price at which shares were sold was $300.30. |
| 23 | Common | Class A Common Stock | 2021-12-01 | S | D | 843 | $300.93 | 1,234,855 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F9) Represents the weighted average sale price. The lowest price at which shares were sold was $300.58 and the highest price at which shares were sold was $301.27. |
| 24 | Common | Class A Common Stock | 2021-12-01 | S | D | 585 | $302.63 | 1,234,270 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F10) Represents the weighted average sale price. The lowest price at which shares were sold was $302.245 and the highest price at which shares were sold was $303.22. |
| 25 | Common | Class A Common Stock | 2021-12-01 | S | D | 715 | $303.84 | 1,233,555 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F11) Represents the weighted average sale price. The lowest price at which shares were sold was $303.25 and the highest price at which shares were sold was $304.21. |
| 26 | Common | Class A Common Stock | 2021-12-01 | S | D | 1,100 | $304.93 | 1,232,455 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F12) Represents the weighted average sale price. The lowest price at which shares were sold was $304.27 and the highest price at which shares were sold was $305.26. |
| 27 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,119 | $306.07 | 1,230,336 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F13) Represents the weighted average sale price. The lowest price at which shares were sold was $305.33 and the highest price at which shares were sold was $306.32. |
| 28 | Common | Class A Common Stock | 2021-12-01 | S | D | 4,810 | $306.79 | 1,225,526 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F14) Represents the weighted average sale price. The lowest price at which shares were sold was $306.34 and the highest price at which shares were sold was $307.31. |
| 29 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,100 | $307.87 | 1,223,426 | I By The Frederick Ernest Ehrsam III Living Trust | — | — | (F15) Represents the weighted average sale price. The lowest price at which shares were sold was $307.39 and the highest price at which shares were sold was $308.38. |
| 30 | Derivative | Class B Common Stock | 2021-11-18 | G | A | 2,145,532 | $0.00 | 2,145,532 | I By The Brian Armstrong 2018 Irrevocable Trust | — · — to — | 2,145,532 Class A Common Stock | (F34) These shares are held by The Brian Armstrong 2018 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. (F32) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 31 | Derivative | Class B Common Stock | 2021-11-18 | G | D | 70,118 | $0.00 | 2,927,343 | I By The Frederick Ernest Ehrsam III 2020 Grantor Retained Annuity Trust | — · — to — | 70,118 Class A Common Stock | (F32) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 32 | Derivative | Class B Common Stock | 2021-11-18 | G | A | 70,118 | $0.00 | 5,872,707 | I By The Frederick Ernest Ehrsam III Living Trust | — · — to — | 70,118 Class A Common Stock | (F32) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |