Form 4 for COIN Coinbase
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0001679788-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-20 | COIN | Haun Kathryn | Dir | M - OptEx | $0.00 | +2,418 | 112.6K | +2% | $0 |
| D | 2023-02-22 | 2023-02-10 | COIN | Haun Kathryn | Dir | G - Gift | $0.00 | +77.8K | 110.2K | +240% | $0 |
| DI | 2023-02-22 | 2023-02-10 | COIN | Haun Kathryn | Dir | G - Gift | $0.00 | -128.5K | 0 | -100% | $0 |
| D | 2023-02-22 | 2023-02-20 | COIN | Haun Kathryn | Dir | M - OptEx | $0.00 | -2,418 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-20 | M | A | 2,418 | $0.00 | 112,640 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-02-10 | G | A | 77,772 | $0.00 | 110,222 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-02-10 | G | D | 128,508 | $0.00 | 0 | I By The Gherardesca Annuity Trust | — | — | (F2) The Reporting Person is the settlor and investment trustee of the Gherardesca Annuity Trust. As investment trustee, the Reporting Person has sole voting and investment power over the shares held by the Gherardesca Annuity Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any. |
| 4 | Derivative | Restricted Stock Units | 2023-02-20 | M | D | 2,418 | $0.00 | 0 | D | $0.00 · — to — | 2,418 Class A Common Stock | (F5) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest with respect to 12.5% of the total award on May 20, 2021, and an additional 12.5% of the award vests in equal quarterly installments thereafter until the award is fully vested on February 20, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to vesting date. |