Form 4 for COIN Coinbase
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-20 · accession 0001679788-23-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-23 | 2023-05-20 | COIN | Brock Lawrence J | CHRO | M - OptEx | $0.00 | +28.8K | 37.1K | +349% | $0 |
| D | 2023-05-23 | 2023-05-20 | COIN | Brock Lawrence J | CHRO | F - Tax | $56.78 | -12.7K | 29.0K | -31% | -$723.2K |
| DM | 2023-05-23 | 2023-05-20 | COIN | Brock Lawrence J | CHRO | M - OptEx | $0.00 | -28.8K | 7,714 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-20 | M | A | 3,350 | $0.00 | 41,701 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-20 | M | A | 1,286 | $0.00 | 38,351 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-20 | F | D | 12,737 | $56.78 | 28,964 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-05-20 | M | A | 24,177 | $0.00 | 37,065 | D | — | — | (F2) Includes 80 shares acquired on May 14, 2023, pursuant to the Issuer's 2021 Employee Stock Purchase Plan. |
| 5 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 3,350 | $0.00 | 33,498 | D | $0.00 · — to — | 3,350 Class A Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F8) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 24,177 | $0.00 | 145,058 | D | $0.00 · — to — | 24,177 Class A Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in equal quarterly installments over two years, with the first 1/8 vesting on February 20, 2023, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 1,286 | $0.00 | 7,714 | D | $0.00 · — to — | 1,286 Class A Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to vesting date. |