Form 4 for COIN Coinbase
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-20 · accession 0001679788-23-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-23 | 2023-05-20 | COIN | Choi Emilie | Pres | F - Tax | $56.78 | -19.1K | 175.8K | -10% | -$1.08M |
| DM | 2023-05-23 | 2023-05-20 | COIN | Choi Emilie | Pres | M - OptEx | $0.00 | +38.5K | 179.4K | +27% | $0 |
| DM | 2023-05-23 | 2023-05-20 | COIN | Choi Emilie | Pres | M - OptEx | $0.00 | -38.5K | 46.0K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-20 | F | D | 19,078 | $56.78 | 175,795 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-20 | M | A | 11,166 | $0.00 | 194,873 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-20 | M | A | 4,285 | $0.00 | 183,707 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-05-20 | M | A | 23,025 | $0.00 | 179,422 | D | — | — | (F2) Includes (i) 96 shares acquired on May 14, 2023, pursuant to the Issuer's 2021 Employee Stock Purchase Plan; and (ii) the transfer on April 3, 2023, of 27,847 shares of Class A Common Stock from the Starvurst Annuity Trust to the Reporting Person. The transfer reflected on this Form was entered into in connection with the Reporting Person's long-term estate planning. |
| 5 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 4,285 | $0.00 | 25,715 | D | $0.00 · — to — | 4,285 Class A Common Stock | (F8) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F11) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F10) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 11,166 | $0.00 | 111,662 | D | $0.00 · — to — | 11,166 Class A Common Stock | (F8) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F12) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F10) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-05-20 | M | D | 23,025 | $0.00 | 46,050 | D | $0.00 · — to — | 23,025 Class A Common Stock | (F8) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F9) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2021, until the award is fully vested on November 20, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F10) RSUs do not expire; they either vest or are canceled prior to vesting date. |