Form 4 for COIN Coinbase
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001679788-24-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-22 | 2024-05-20 | COIN | HAAS ALESIA J | CFO | S - Sale+OE | $212.57 | -3,880 | 192.5K | -2% | -$824.8K |
| DM | 2024-05-22 | 2024-05-20 | COIN | HAAS ALESIA J | CFO | M - OptEx | $0.00 | +8,011 | 195.6K | +4% | $0 |
| DM | 2024-05-22 | 2024-05-20 | COIN | HAAS ALESIA J | CFO | M - OptEx | $0.00 | -8,011 | 58.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-20 | S | D | 395 | $208.54 | 194,243 | D | — | — | (F7) Represents the weighted average sale price. The lowest price at which shares were sold was $208.12 and the highest price at which shares were sold was $209.11. |
| 2 | Common | Class A Common Stock | 2024-05-20 | S | D | 99 | $221.50 | 191,786 | D | — | — | (F18) Represents the weighted average sale price. The lowest price at which shares were sold was $221.16 and the highest price at which shares were sold was $222.01. |
| 3 | Common | Class A Common Stock | 2024-05-20 | S | D | 105 | $219.11 | 191,885 | D | — | — | (F17) Represents the weighted average sale price. The lowest price at which shares were sold was $219 and the highest price at which shares were sold was $219.21. |
| 4 | Common | Class A Common Stock | 2024-05-20 | S | D | 468 | $218.53 | 191,990 | D | — | — | (F16) Represents the weighted average sale price. The lowest price at which shares were sold was $218 and the highest price at which shares were sold was $218.95. |
| 5 | Common | Class A Common Stock | 2024-05-20 | S | D | 5 | $216.37 | 192,458 | D | — | — | (F15) Represents the weighted average sale price. The lowest price at which shares were sold was $216.36 and the highest price at which shares were sold was $216.38. |
| 6 | Common | Class A Common Stock | 2024-05-20 | M | A | 2,142 | $0.00 | 189,764 | D | — | — | |
| 7 | Common | Class A Common Stock | 2024-05-20 | M | A | 5,869 | $0.00 | 195,633 | D | — | — | |
| 8 | Common | Class A Common Stock | 2024-05-20 | S | D | 49 | $204.56 | 195,584 | D | — | — | (F3) Represents the weighted average sale price. The lowest price at which shares were sold was $204.08 and the highest price at which shares were sold was $205.05. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in footnotes (3) through (19) to this Form 4. |
| 9 | Common | Class A Common Stock | 2024-05-20 | S | D | 65 | $205.61 | 195,519 | D | — | — | (F4) Represents the weighted average sale price. The lowest price at which shares were sold was $205.12 and the highest price at which shares were sold was $206.11. |
| 10 | Common | Class A Common Stock | 2024-05-20 | S | D | 223 | $206.71 | 195,296 | D | — | — | (F5) Represents the weighted average sale price. The lowest price at which shares were sold was $206.12 and the highest price at which shares were sold was $207.11. |
| 11 | Common | Class A Common Stock | 2024-05-20 | S | D | 658 | $207.54 | 194,638 | D | — | — | (F6) Represents the weighted average sale price. The lowest price at which shares were sold was $207.12 and the highest price at which shares were sold was $208.11. |
| 12 | Common | Class A Common Stock | 2024-05-20 | S | D | 33 | $222.83 | 191,753 | D | — | — | (F19) Represents the weighted average sale price. The lowest price at which shares were sold was $222.17 and the highest price at which shares were sold was $223.0387. |
| 13 | Common | Class A Common Stock | 2024-05-20 | S | D | 160 | $209.52 | 194,083 | D | — | — | (F8) Represents the weighted average sale price. The lowest price at which shares were sold was $209.12 and the highest price at which shares were sold was $210.115. |
| 14 | Common | Class A Common Stock | 2024-05-20 | S | D | 55 | $210.52 | 194,028 | D | — | — | (F9) Represents the weighted average sale price. The lowest price at which shares were sold was $210.12 and the highest price at which shares were sold was $211.10. |
| 15 | Common | Class A Common Stock | 2024-05-20 | S | D | 63 | $211.49 | 193,965 | D | — | — | (F10) Represents the weighted average sale price. The lowest price at which shares were sold was $211.12 and the highest price at which shares were sold was $212.10. |
| 16 | Common | Class A Common Stock | 2024-05-20 | S | D | 51 | $212.68 | 193,914 | D | — | — | (F11) Represents the weighted average sale price. The lowest price at which shares were sold was $212.12 and the highest price at which shares were sold was $213.09. |
| 17 | Common | Class A Common Stock | 2024-05-20 | S | D | 334 | $213.61 | 193,580 | D | — | — | (F12) Represents the weighted average sale price. The lowest price at which shares were sold was $213.15 and the highest price at which shares were sold was $214.14. |
| 18 | Common | Class A Common Stock | 2024-05-20 | S | D | 697 | $214.56 | 192,883 | D | — | — | (F13) Represents the weighted average sale price. The lowest price at which shares were sold was $214.15 and the highest price at which shares were sold was $215.14. |
| 19 | Common | Class A Common Stock | 2024-05-20 | S | D | 420 | $215.55 | 192,463 | D | — | — | (F14) Represents the weighted average sale price. The lowest price at which shares were sold was $215.15 and the highest price at which shares were sold was $216.02. |
| 20 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 2,142 | $0.00 | 4,286 | D | $0.00 · — to — | 2,142 Class A Common Stock | (F21) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F22) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F23) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 21 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 5,869 | $0.00 | 58,689 | D | $0.00 · — to — | 5,869 Class A Common Stock | (F21) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F24) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2024, until the award is fully vested on November 20, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F23) RSUs do not expire; they either vest or are canceled prior to vesting date. |