Form 4 for COIN Coinbase
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001679788-24-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-22 | 2024-05-20 | COIN | Grewal Paul | CLO | S - Sale+OE | $212.71 | -11.4K | 80.7K | -12% | -$2.42M |
| DM | 2024-05-22 | 2024-05-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | +23.5K | 90.0K | +35% | $0 |
| DM | 2024-05-22 | 2024-05-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | -23.5K | 44.0K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,002 | $208.53 | 85,930 | D | — | — | (F7) Represents the weighted average sale price. The lowest price at which shares were sold was $208.33 and the highest price at which shares were sold was $208.86. |
| 2 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,282 | $219.63 | 78,654 | D | — | — | (F16) Represents the weighted average sale price. The lowest price at which shares were sold was $219.08 and the highest price at which shares were sold was $219.60. |
| 3 | Common | Class A Common Stock | 2024-05-20 | S | D | 794 | $218.43 | 79,936 | D | — | — | (F15) Represents the weighted average sale price. The lowest price at which shares were sold was $218.01 and the highest price at which shares were sold was $218.83. |
| 4 | Common | Class A Common Stock | 2024-05-20 | M | A | 14,424 | $0.00 | 80,957 | D | — | — | (F2) Includes 411 shares acquired on May 14, 2024, pursuant to the Issuer's 2021 Employee Stock Purchase Plan. |
| 5 | Common | Class A Common Stock | 2024-05-20 | M | A | 1,286 | $0.00 | 82,243 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-05-20 | M | A | 3,350 | $0.00 | 85,593 | D | — | — | |
| 7 | Common | Class A Common Stock | 2024-05-20 | M | A | 4,401 | $0.00 | 89,994 | D | — | — | |
| 8 | Common | Class A Common Stock | 2024-05-20 | S | D | 200 | $205.06 | 89,794 | D | — | — | (F4) Represents the weighted average sale price. The lowest price at which shares were sold was $204.68 and the highest price at which shares were sold was $205.44. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in footnotes (4) through (16) to this Form 4. |
| 9 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,047 | $206.77 | 88,747 | D | — | — | (F5) Represents the weighted average sale price. The lowest price at which shares were sold was $206.29 and the highest price at which shares were sold was $207.24. |
| 10 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,815 | $207.58 | 86,932 | D | — | — | (F6) Represents the weighted average sale price. The lowest price at which shares were sold was $207.29 and the highest price at which shares were sold was $208.25. |
| 11 | Common | Class A Common Stock | 2024-05-20 | S | D | 15 | $223.06 | 78,639 | D | — | — | |
| 12 | Common | Class A Common Stock | 2024-05-20 | S | D | 500 | $209.75 | 85,430 | D | — | — | (F8) Represents the weighted average sale price. The lowest price at which shares were sold was $209.36 and the highest price at which shares were sold was $210.31. |
| 13 | Common | Class A Common Stock | 2024-05-20 | S | D | 300 | $210.98 | 85,130 | D | — | — | (F9) Represents the weighted average sale price. The lowest price at which shares were sold was $210.39 and the highest price at which shares were sold was $211.34. |
| 14 | Common | Class A Common Stock | 2024-05-20 | S | D | 200 | $212.62 | 84,930 | D | — | — | (F10) Represents the weighted average sale price. The lowest price at which shares were sold was $212.14 and the highest price at which shares were sold was $213.09. |
| 15 | Common | Class A Common Stock | 2024-05-20 | S | D | 900 | $213.86 | 84,030 | D | — | — | (F11) Represents the weighted average sale price. The lowest price at which shares were sold was $213.21 and the highest price at which shares were sold was $214.15. |
| 16 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,700 | $214.66 | 82,330 | D | — | — | (F12) Represents the weighted average sale price. The lowest price at which shares were sold was $214.25 and the highest price at which shares were sold was $215.14. |
| 17 | Common | Class A Common Stock | 2024-05-20 | S | D | 1,200 | $215.78 | 81,130 | D | — | — | (F13) Represents the weighted average sale price. The lowest price at which shares were sold was $215.29 and the highest price at which shares were sold was $216.27. |
| 18 | Common | Class A Common Stock | 2024-05-20 | S | D | 400 | $216.74 | 80,730 | D | — | — | (F14) Represents the weighted average sale price. The lowest price at which shares were sold was $216.38 and the highest price at which shares were sold was $217.06. |
| 19 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 14,424 | $0.00 | 28,846 | D | $0.00 · — to — | 14,424 Class A Common Stock | (F17) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F18) The RSUs vest with respect to 1/4th of the total shares underlying the award on November 20, 2021, and the remaining 3/4th of the shares underlying the award vest in equal quarterly installments thereafter until the award is fully vested on November 20, 2024, subject to the continued service of the Reporting Person to the Issuer on each vesting date. (F19) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 20 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 1,286 | $0.00 | 2,571 | D | $0.00 · — to — | 1,286 Class A Common Stock | (F17) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F20) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F19) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 21 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 3,350 | $0.00 | 20,099 | D | $0.00 · — to — | 3,350 Class A Common Stock | (F17) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F21) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F19) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 22 | Derivative | Restricted Stock Units | 2024-05-20 | M | D | 4,401 | $0.00 | 44,017 | D | $0.00 · — to — | 4,401 Class A Common Stock | (F17) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F22) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2024, until the award is fully vested on November 20, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F19) RSUs do not expire; they either vest or are canceled prior to vesting date. |