Form 4 for SOWG Sow Good Inc.
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-07 · accession 0001683168-21-002877 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-07 | 2021-07-07 | SOWG | Goldfarb Claudia | CEO(1), Dir, 10% | A - Grant | $0.00 | +5,541 | 1.73M | +0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-07-07 | A | A | 5,541 | $0.00 | 1,731,767 | D | — | — | (F2) The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity. (F1) Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse. (F3) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |