Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.

Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-22 · accession 0001683168-21-003099 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-07-26	2021-07-22+	AAOI	Kuo David C	GC, Sec	F - Tax	$0.00	-3,218	98.3K	-3%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.001 par value	2021-07-22	F	D	893	$0.00	99,146	D	—	—	(F4) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
2	Common	Common Stock, $.001 par value	2021-07-22	F	D	919	$0.00	100,039	D	—	—	(F3) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
3	Common	Common Stock, $.001 par value	2021-07-22	F	D	206	$0.00	100,958	D	—	—	(F2) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
4	Common	Common Stock, $.001 par value	2021-07-22	F	D	307	$0.00	101,164	D	—	—	(F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
5	Common	Common Stock, $.001 par value	2021-07-23	F	D	893	$0.00	98,253	D	—	—	(F5) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.