Form 4 for CPSS CONSUMER PORTFOLIO SERVICES, INC.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001683168-21-003747 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-13 | CPSS | ROBERTS WILLIAM B | Dir | M - OptEx | $3.46 | +120.0K | 780.1K | +18% | +$414.9K |
| DM | 2021-08-17 | 2021-08-13 | CPSS | ROBERTS WILLIAM B | Dir | M - OptEx | — | -120.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2021-08-13 | M | A | 30,000 | $2.47 | 870,078 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2021-08-13 | M | A | 30,000 | $3.53 | 840,078 | D | — | — | |
| 3 | Common | Common Stock, No Par Value | 2021-08-13 | M | A | 30,000 | $3.48 | 810,078 | D | — | — | |
| 4 | Common | Common Stock, No Par Value | 2021-08-13 | M | A | 30,000 | $4.35 | 780,078 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2021-08-13 | M | D | 30,000 | — | 0 | D | $3.48 · 2018-11-09 to 2025-05-09 | 30,000 Common Stock, No Par Value | (F1) Issued in consideration of the named person's service to the issuer. |
| 6 | Derivative | Stock Option (right to buy) | 2021-08-13 | M | D | 30,000 | — | 0 | D | $3.53 · 2020-02-08 to 2026-08-08 | 30,000 Common Stock, No Par Value | (F1) Issued in consideration of the named person's service to the issuer. |
| 7 | Derivative | Stock Option (right to buy) | 2021-08-13 | M | D | 30,000 | — | 0 | D | $2.47 · 2020-12-01 to 2027-06-01 | 30,000 Common Stock, No Par Value | (F1) Issued in consideration of the named person's service to the issuer. |
| 8 | Derivative | Stock Option (right to buy) | 2021-08-13 | M | D | 30,000 | — | 0 | D | $4.35 · 2017-11-17 to 2024-05-17 | 30,000 Common Stock, No Par Value | (F1) Issued in consideration of the named person's service to the issuer. |