Form 4 for ACTG ACACIA RESEARCH CORP
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-23 · accession 0001683168-21-003926 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-26 | 2021-08-23 | ACTG | Booth Marc W. | Chief IP Off | A - Grant | $0.00 | +45.0K | 230.4K | +24% | $0 |
| D | 2021-08-26 | 2021-08-23 | ACTG | Booth Marc W. | Chief IP Off | A - Grant | $0.00 | +112.5K | 112.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | ACTG Common Stock | 2021-08-23 | A | A | 45,000 | $0.00 | 230,368 | D | — | — | (F1) This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-08-23 | A | A | 112,500 | $0.00 | 112,500 | D | $5.84 · — to 2031-08-23 | 112,500 Acacia Research Corporation Common Stock | (F2) One third of the option shares will vest and be exercisable on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively. |