Form 4 for SOWG Sow Good Inc.
Accepted 2021-09-22 00:00:00 ET · period of report 2021-09-20 · accession 0001683168-21-004426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-22 | 2021-09-20+ | SOWG | Goldfarb Ira | Exe. COB (See remark), Dir, 10% | P - Purchase | $3.20 | +5,000 | 1.75M | +0.3% | +$16.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-21 | P | A | 60 | $3.02 | 1,752,249 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |
| 2 | Common | Common Stock | 2021-09-21 | P | A | 2,440 | $3.16 | 1,754,689 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |
| 3 | Common | Common Stock | 2021-09-20 | P | A | 68 | $3.17 | 1,750,757 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |
| 4 | Common | Common Stock | 2021-09-21 | P | A | 700 | $3.00 | 1,755,689 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |
| 5 | Common | Common Stock | 2021-09-20 | P | A | 1,432 | $3.40 | 1,752,189 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |
| 6 | Common | Common Stock | 2021-09-21 | P | A | 300 | $3.01 | 1,754,989 | D | — | — | (F1) The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity. (F2) Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest. |