Form 4 for FWDI Forward Industries, Inc.
Accepted 2021-10-08 00:00:00 ET · period of report 2021-09-01 · accession 0001683168-21-004757 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-08 | 2021-09-01 | FWDI | ZIGLAR JAMES W | Dir | M - OptEx | $1.13 | +30.0K | 40.0K | +300% | +$33.9K |
| D | 2021-10-08 | 2021-09-01 | FWDI | ZIGLAR JAMES W | Dir | S - Sale+OE | $2.52 | -30.0K | 10.0K | -75% | -$75.6K |
| D | 2021-10-08 | 2021-09-01 | FWDI | ZIGLAR JAMES W | Dir | M - OptEx | $0.00 | -30.0K | 18.4K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 30,000 | $1.13 | 40,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | S | D | 30,000 | $2.52 | 10,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. |
| 3 | Derivative | Stock Options (Right to Buy) | 2021-09-01 | M | D | 30,000 | $0.00 | 18,419 | D | $1.13 · 2020-02-11 to 2025-02-11 | 30,000 Common Stock |