Form 4 for EMPD Empery Digital Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-17 · accession 0001683168-21-005797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-18 | 2021-11-17 | EMPD | James Adrian | Dir, 10% | P - Purchase | $15.57 | +21.6K | 1.21M | +2% | +$337.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | P | A | 7,916 | $14.69 | 1,200,966 | I See Footnote | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $14.25 to $15.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F4) The shares are held by limited liability companies of which the reporting person is the sole manager. |
| 2 | Common | Common Stock | 2021-11-17 | P | A | 9,175 | $15.96 | 1,210,141 | I See Footnote | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $15.27 to $16.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F4) The shares are held by limited liability companies of which the reporting person is the sole manager. |
| 3 | Common | Common Stock | 2021-11-17 | P | A | 4,559 | $16.32 | 1,214,700 | I See Footnote | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $16.28 to $16.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F4) The shares are held by limited liability companies of which the reporting person is the sole manager. |