Form 4 for ATOM Atomera Inc
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001683168-21-006095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-01+ | ATOM | Laurencio Francis | CFO | S - Sale+OE | $23.48 | -7,136 | 57.2K | -11% | -$167.6K |
| D | 2021-12-03 | 2021-12-02 | ATOM | Laurencio Francis | CFO | M - OptEx | $3.90 | +2,000 | 59.2K | +3% | +$7,800 |
| D | 2021-12-03 | 2021-12-02 | ATOM | Laurencio Francis | CFO | M - OptEx | $0.00 | -2,000 | 64.9K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | S | D | 1,083 | $24.24 | 59,483 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 2 | Common | Common Stock | 2021-12-01 | S | D | 221 | $24.24 | 60,566 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 3 | Common | Common Stock | 2021-12-02 | S | D | 1,500 | $22.69 | 55,651 | D | — | — | (F3) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 4 | Common | Common Stock | 2021-12-01 | S | D | 894 | $24.24 | 58,589 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 5 | Common | Common Stock | 2021-12-01 | S | D | 1,438 | $24.24 | 57,151 | D | — | — | (F1) Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. |
| 6 | Common | Common Stock | 2021-12-02 | M | A | 2,000 | $3.90 | 59,151 | D | — | — | (F2) The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. |
| 7 | Common | Common Stock | 2021-12-02 | S | D | 2,000 | $22.70 | 57,151 | D | — | — | |
| 8 | Derivative | Stock Option (right to buy) | 2021-12-02 | M | D | 2,000 | $0.00 | 64,923 | D | $3.90 · 2019-06-01 to 2029-02-27 | 2,000 Common Stock | (F2) The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. |