Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001683168-21-006193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-08 | 2021-12-06 | AAOI | Lin Che-Wei | Dir | F - Tax | $5.38 | -1,210 | 101.7K | -1% | -$6,510 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2021-12-06 | F | D | 1,210 | $5.38 | 101,719 | D | — | — | (F1) Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |