Form 4 for AUUD AUDDIA INC.
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001683168-22-001161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-18 | 2022-02-16 | AUUD | Birch Thomas Carl | Dir | M - OptEx | — | +22.9K | 22.9K | New | — |
| D | 2022-02-18 | 2022-02-16 | AUUD | Birch Thomas Carl | Dir | F - Tax | $1.79 | -6,863 | 16.0K | -30% | -$12.3K |
| D | 2022-02-18 | 2022-02-16 | AUUD | Birch Thomas Carl | Dir | M - OptEx | $0.00 | -22.9K | 68.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-16 | M | A | 22,875 | — | 22,875 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AUUD common stock. |
| 2 | Common | Common Stock | 2022-02-16 | F | D | 6,863 | $1.79 | 16,012 | D | — | — | (F2) Reflects shares withheld by the issuer to satisfy tax withholding obligations. |
| 3 | Derivative | Restricted Stock Units | 2022-02-16 | M | D | 22,875 | $0.00 | 68,625 | D | — · — to — | 22,875 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of AUUD common stock. (F3) On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date. |