Form 4 for VIVK Vivakor, Inc.
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-23 · accession 0001683168-22-001272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | 2022-02-23 | VIVK | Nicosia Matthew | CEO, Dir, 10% | P - Purchase | — | +3,528 | 4.19M | +0.1% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | P | A | 3,528 | — | 4,191,228.51 | D | — | — | (F2) Mr. Nicosia purchased 628 of the February 23, 2022 Purchased Shares at $2.50 per Common Stock, and the remaining 2,900 February 23, 2022 Purchased Shares at $2.65 per Common Stock. (F1) On February 23, 2022, Mr. Nicosia made a private purchase in the open market of 3528 shares of Common Stock, par value $0.001 per share ("Common Stock") (the "February 23, 2022 Purchased Shares"). (F3) The total number of Common Stock beneficially owned by Mr. Nicosia includes (i) 4,189,428 Common Stock are held by AKMN Irrevocable Trust, of which Mr. Nicosia is a trustee; (ii) 262 Common Stock are held by Nicosia Family Trust, and (iii) 4438.51 Common Stock are held directly by Mr. Nicosia. (F4) The February 23, 2022 Purchased Shares are held directly by Mr. Nicosia. |