Form 4 for POCI PRECISION OPTICS CORPORATION, INC.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001683168-22-001423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-02 | POCI | Forkey Joseph Norman | CEO, Dir | M - OptEx | $1.20 | +30.0K | 363.6K | +9% | +$36.0K |
| D | 2022-03-03 | 2022-03-02 | POCI | Forkey Joseph Norman | CEO, Dir | F - Tax | $2.25 | -16.0K | 347.6K | -4% | -$36.0K |
| D | 2022-03-03 | 2022-03-02 | POCI | Forkey Joseph Norman | CEO, Dir | M - OptEx | — | -30.0K | 500.0K | -6% | — |
| D | 2022-03-03 | 2022-03-01 | POCI | Forkey Joseph Norman | CEO, Dir | G - Gift | — | -120.0K | 530.0K | -18% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 30,000 | $1.20 | 363,620 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 16,000 | $2.25 | 347,620 | D | — | — | (F1) Reflects 16,000 shares withheld by Issuer at the market price of $2.25 per share to fund the cashless exercise of 30,000 options at an exercise price of $1.20 per share. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-03-02 | M | D | 30,000 | — | 500,000 | D | $1.20 · 2014-07-01 to 2022-03-02 | 30,000 Common Stock | (F2) The options were granted by the Issuer to compensate executive officers for their services. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-03-01 | G | D | 120,000 | — | 530,000 | D | $1.20 · 2014-07-01 to 2022-03-02 | 120,000 Common Stock | (F2) The options were granted by the Issuer to compensate executive officers for their services. |